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Mario Alberto Bermudez Ruiz

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-09
  • TX RA
    APPROVED
    Since 2022-01-09

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 06/2021 07/2022
Charles Schwab Orlando FL 12/2020 06/2021
Td Ameritrade Altamonte Springs FL 12/2019 10/2020
Td Bank Orlando FL 09/2018 12/2019
Marshall's Altamonte Springs/San Juan FL 11/2017 09/2018
Big Lots Casselberry FL 05/2017 11/2017
Menchies Winter Springs FL 06/2016 03/2017
Charles Schwab Bank, Ssb Westlake TX 12/2021 Present
Charles Schwab & Co., Inc. Westlake TX 12/2019 Present
  • 06/2021 → 07/2022
    Td Ameritrade
    Southlake, TX
  • 12/2020 → 06/2021
    Charles Schwab
    Orlando, FL
  • 12/2019 → 10/2020
    Td Ameritrade
    Altamonte Springs, FL
  • 09/2018 → 12/2019
    Td Bank
    Orlando, FL
  • 11/2017 → 09/2018
    Marshall's
    Altamonte Springs/San Juan, FL
  • 05/2017 → 11/2017
    Big Lots
    Casselberry, FL
  • 06/2016 → 03/2017
    Menchies
    Winter Springs, FL
  • 12/2021 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
  • 12/2019 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Previous Registrations
  • 2021-08-27 → 2022-07-26
    Td Ameritrade, Inc.
    Winter Park, FL
    San Diego, CA
    Irving, TX
  • 2021-08-27 → 2022-07-26
    Td Ameritrade Investment Management, Llc
    Irving, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-26
  • S66 Uniform Combined State Law Examination
    2021-08-26
Other Names
  • Mario A Bermudez

View on SEC IAPD

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EDWARD WHALEN
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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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