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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-02-04 |
| TX | RA | APPROVED | 2022-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1801 Grille | Columbia | SC | 01/2017 | 05/2017 |
| Mangia Bevi | Frederick | MD | 05/2017 | 08/2017 |
| University Of South Carolina | Columbia | SC | 08/2015 | 05/2019 |
| Publico Kitchen And Tap | Columbia | SC | 05/2018 | 06/2019 |
| Carolina Ale House | Charlotte | NC | 07/2019 | 12/2019 |
| New York Life | Charlotte | NC | 12/2019 | 03/2020 |
| Guardian Life Insurance Co Of America | Charlotte | NC | 04/2020 | 11/2021 |
| Park Avenue Securities, Llc | Charlotte | NC | 02/2021 | 11/2021 |
| The Vanguard Group, Inc. | Charlotte | NC | 12/2021 | Present |
| Stir | Charlotte | NC | 07/2020 | 12/2020 |
| Stir | Charlotte | NC | 12/2021 | 06/2022 |
| May's Restaurant | Frederick | MD | 05/2017 | 08/2017 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-29 |
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