Best Investors Account Sign in

Connor Fraser Haggerty

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7211449

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-02-04
TX RA APPROVED 2022-02-04
  • NC RA
    APPROVED
    Since 2022-02-04
  • TX RA
    APPROVED
    Since 2022-02-04

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1801 Grille Columbia SC 01/2017 05/2017
Mangia Bevi Frederick MD 05/2017 08/2017
University Of South Carolina Columbia SC 08/2015 05/2019
Publico Kitchen And Tap Columbia SC 05/2018 06/2019
Carolina Ale House Charlotte NC 07/2019 12/2019
New York Life Charlotte NC 12/2019 03/2020
Guardian Life Insurance Co Of America Charlotte NC 04/2020 11/2021
Park Avenue Securities, Llc Charlotte NC 02/2021 11/2021
The Vanguard Group, Inc. Charlotte NC 12/2021 Present
Stir Charlotte NC 07/2020 12/2020
Stir Charlotte NC 12/2021 06/2022
May's Restaurant Frederick MD 05/2017 08/2017
  • 01/2017 → 05/2017
    1801 Grille
    Columbia, SC
  • 05/2017 → 08/2017
    Mangia Bevi
    Frederick, MD
  • 08/2015 → 05/2019
    University Of South Carolina
    Columbia, SC
  • 05/2018 → 06/2019
    Publico Kitchen And Tap
    Columbia, SC
  • 07/2019 → 12/2019
    Carolina Ale House
    Charlotte, NC
  • 12/2019 → 03/2020
    New York Life
    Charlotte, NC
  • 04/2020 → 11/2021
    Guardian Life Insurance Co Of America
    Charlotte, NC
  • 02/2021 → 11/2021
    Charlotte, NC
  • 12/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 07/2020 → 12/2020
    Stir
    Charlotte, NC
  • 12/2021 → 06/2022
    Stir
    Charlotte, NC
  • 05/2017 → 08/2017
    May's Restaurant
    Frederick, MD
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-29
  • S66 Uniform Combined State Law Examination
    2021-09-29
Other Names
  • Connor Haggerty

View on SEC IAPD

More in Charlotte, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor