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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-15
CA RA APPROVED 2020-06-05
  • TX RA
    APPROVED_RES
    Since 2023-05-15
  • CA RA
    APPROVED
    Since 2020-06-05

Branch Locations

10050 W Riverside Dr, Toluca Lake, CA 91602 • United States

2915 Los Feliz Blvd, Los Angeles, CA 90039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Glendale CA 12/2019 03/2023
J.P. Morgan Securities Llc Glendale CA 12/2019 03/2023
Firstbank Lakewood CO 07/2015 03/2019
Unemployed Agoura Hills CA 04/2019 11/2019
J.P. Morgan Securities Llc Toluca Lake CA 03/2023 Present
Jpmorgan Chase Bank, N.A. Toluca Lake CA 03/2023 Present
  • 12/2019 → 03/2023
    Jpmorgan Chase Bank, N.A.
    Glendale, CA
  • 12/2019 → 03/2023
    Glendale, CA
  • 07/2015 → 03/2019
    Firstbank
    Lakewood, CO
  • 04/2019 → 11/2019
    Unemployed
    Agoura Hills, CA
  • 03/2023 → Present
    Toluca Lake, CA
  • 03/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Toluca Lake, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-19
  • S66 Uniform Combined State Law Examination
    2020-05-19
Other Names
  • Jeremy Forman

View on SEC IAPD

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