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Raymond Brian Patraw

Stifel, Nicolaus & Company, Incorporated

Dewitt, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-24
TX RA APPROVED_RES 2021-06-16
  • NY RA
    APPROVED
    Since 2021-10-24
  • TX RA
    APPROVED_RES
    Since 2021-06-16

Branch Locations

5784 Widewaters Parkway, Dewitt, NY 13214 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc De Witt NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc De Witt NY 11/2016 06/2018
Stifel Nicolaus Syracuse NY 06/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    De Witt, NY
  • 11/2016 → 06/2018
    Wells Fargo Clearing Services, Llc
    De Witt, NY
  • 06/2018 → Present
    Stifel Nicolaus
    Syracuse, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-22
S66 Uniform Combined State Law Examination 2005-07-22
  • S65 Uniform Investment Adviser Law Examination
    2021-10-22
  • S66 Uniform Combined State Law Examination
    2005-07-22
Other Names
  • Ray Patraw

View on SEC IAPD

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JAMES C BURNS

Other Offices

OMC FINANCIAL SERVICES LTD · DEWITT, NY
J.W.BURNS & COMPANY, INC. · DEWITT, NY
GREG JENNINGS, LLC · DEWITT, NY
WELLS FARGO CLEARING SERVICES, LLC · DEWITT, NY
LPL ENTERPRISE, LLC · DEWITT, NY
HAZARD & SIEGEL ADVISORY SERVICES LLC · DEWITT, NY
KOVACK ADVISORS, INC. · DeWitt, NY
HAZARD & SIEGEL ADVISORY SERVICES LLC · Dewitt, NY

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