Derris David Werstler

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → 03/2021
  Norythern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2020 → 03/2021
  Northwestwern Mutual Investment Services Llc
  Newport Beach, CA
• 08/2015 → 12/2019
  Metropro Road Services
  Santa Ana, CA
• 04/2021 → 09/2023
  Guradian Life Insurance Company
  Irvine, CA
• 06/2022 → 12/2023
  Park Avenue Securites
  Irvine, CA
• 01/2024 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Other Businesses

CSR CHILDREN'S FOUNDATION POSITION: Board Member NATURE: Charity. COMPENSATION TYPE: No compensation. INVESTMENT RELATED: No. NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2016 ADDRESS: 2550 S. Garnsey St Santa Ana, CA 92770 DESCRIPTION: member on Board of Directors. It is a nonprofit organization for children with special needs. I am in charge of coordinating and managing our volunteers and help put on our event HUTTO DEAN & ASSOCIATES POSITION: Registered Representative NATURE: DBA/Financial Services/Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2024 ADDRESS: 770 The City Drive S. Suite 2100 Orange, CA 92868. DESCRIPTION: DBA; Life Insurance sales to customers; and financial services.

Exams

• S66 Uniform Combined State Law Examination
  2024-08-26

Other Names

• Derris Douty
• Derris Douty
• Derris Werstler