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Carrie Ann Cunningham

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-27
FL RA APPROVED 2021-01-08
  • TX RA
    APPROVED
    Since 2021-01-27
  • FL RA
    APPROVED
    Since 2021-01-08

Branch Locations

9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 12/2019 Present
Spirit Market Group Leesburg FL 10/2019 12/2019
Helen Agency Austin TX 10/2019 10/2019
Production Ucp Llc /Universal Content Productions Universal City CA 08/2019 08/2019
Event Aces Llc New York City NY 06/2019 06/2019
Citigroup Jacksonville FL 05/1990 05/2019
  • 12/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
  • 10/2019 → 12/2019
    Spirit Market Group
    Leesburg, FL
  • 10/2019 → 10/2019
    Helen Agency
    Austin, TX
  • 08/2019 → 08/2019
    Production Ucp Llc /Universal Content Productions
    Universal City, CA
  • 06/2019 → 06/2019
    Event Aces Llc
    New York City, NY
  • 05/1990 → 05/2019
    Citigroup
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-05
  • S66 Uniform Combined State Law Examination
    2021-01-05
Other Names
  • Carrie Ann Westphal

View on SEC IAPD

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