Cody M Norton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → Present
  Merrill Lynch Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 12/2018 → 12/2019
  United States Air Force
  Patrick Afb, FL
• 10/2017 → 04/2019
  Ikea Jacksonville
  Jacksonville, FL
• 08/2014 → 08/2018
  University Of North Florida
  Jacksonville, FL

Other Businesses

US Air Force Reserve Not investment related Address: 620 O'Malley Rd Patrick Air Force Base, FL, United States Assisting retired and active personnel with their needs by directing them to correct areas for services involving records, enlistments, career development, etc. Personnel Customer Support 15 Dec 2019 16 hours per month (one weekend) 2 week annual tour per year (approximately 10 days/80 hours during trading hours per year)

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-10-18
• S63 Uniform Securities Agent State Law Examination
  2020-09-30