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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-09-11 |
| TX | RA | APPROVED | 2023-09-11 |
Branch Locations
5800 South Remington Place, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Sioux Falls | SD | 01/2020 | 09/2023 |
| Raymond James & Associates, Inc | Sioux Falls | SD | 09/2023 | Present |
| Oh My Cupcakes, Llc | Sioux Falls | SD | 10/2012 | 09/2023 |
(1)Name of Business: Oh My Cupcakes, LLC Address: 5015 S Western Ave, STE 290, Sioux Falls, SD, 57108, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 10/08/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business mentorship to the director of operations and sounding board for the owner. I'll fill in as needed for special events. I do not receive any compensation. (2)Name of Business: Solace Address: 2210 S Brown Place, Sioux Falls, SD, 57105, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 01/08/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Every other month board meetings and every month finance committee meetings. The Compass Center/Solace is a non profit with a mission of navigating the journey to healing for family trauma. (3)Name of Business: Yellow Door LLC Address: 1204 S Kinderhook Ave, Sioux Falls, SD, 57106, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 11/16/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Organize maintenance, file annual reports, and balance bank account. (4)Name of Business: Yellow Door LLC Address: 1204 S Kinderhook Ave, Sioux Falls, SD, 57106, United States Activity Type: Other Position/Title: Partner Investment Related: No Start Date: 10/19/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rent Ford F150 out on Turo platform. Maintenance of the truck.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-03 |
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