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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-18
  • TX RA
    APPROVED
    Since 2020-09-18

Branch Locations

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 12/2019 Present
Plainscapital Bank San Antonio TX 04/2018 12/2019
Unemployed San Antonio TX 01/2018 03/2018
Crockett National Bank San Antonio TX 06/2017 02/2018
Capital Bank Ssb San Antonio TX 01/2011 06/2017
Bank Of America, Na San Antonio TX 12/2019 Present
  • 12/2019 → Present
    San Antonio, TX
  • 04/2018 → 12/2019
    Plainscapital Bank
    San Antonio, TX
  • 01/2018 → 03/2018
    Unemployed
    San Antonio, TX
  • 06/2017 → 02/2018
    Crockett National Bank
    San Antonio, TX
  • 01/2011 → 06/2017
    Capital Bank Ssb
    San Antonio, TX
  • 12/2019 → Present
    Bank Of America, Na
    San Antonio, TX
Other Businesses

I*844247 For profit or not for profit: For Profit Name of outside business organization: King Ranch Inc. Investment related: No Address of business: Houston, Texas, 77056-1967 Position, title, association: Director Start date of relationship: 6/9/2022 Number of hours devoted: 40 hrs Mthly Number of hours devoted during trading hours: 0 Duties: , King Ranch Inc. is a privately owned family business with agricultural operations in Florida, Texas and California. The company maintains a diversified portfolio of operations consisting of sod, citrus, sugarcane, pistachios, almonds, cattle, retail and gas production. The King Ranch Board of Directors has nominated me as a candidate to serve as a member of the Board of Directors. On June 9, 2022 the shareholders of King Ranch Inc., will vote on the proposed slate of Directors. At this time, if approved, I would officially become a Director on the Board. In 2021 Bank of America reviewed and approved my request for this specific outside business activity. The approval from Bank of America stipulated that I meet with my Market Executive on a quarterly basis to answer a series of questions to assure no conflicts of interest have arisen during my tenure on the board. I have agreed to this request and will meet with my Market Executive as requested. I*129268 For profit or not for profit: Non-Profit Organization Name of outside business organization: Caesar Kleberg Foundation Investment related: No Address of business: Kingsville, Texas 788364 Position, title, association: Other Start date of relationship: 1/1/2015 Number of hours devoted: 8 hrs Annually Number of hours devoted during trading hours: 4 hrs Duties: The Foundation gives money to environmental research institutions focused on increasing the knowledge of the environment in which particular species live. My role is to assist the Trustees in reviewing funding requests for scientific research. I*4210265 Entity Type: Charitable Name of OBA: Park Cities Quail Coalition - San Antonio Chapter Address: Dallas, Texas, 75205 Investment Related: No Position, Title, Association: Committee Employee Start Date: 04/27/2026 Number of Hours: 40, Yearly Number of Hours during trading: 0 Duties: The San Antonio Chapter of the Park Cities Quail Coalition hosts one annual fundraiser in San Antonio. The funds raised at the event go to the conservation and research of Bobwhite Quail in South Texas. Specifically, funds are given to scientific organizations and individuals doing research on the preservation of Bobwhite Quail. My sole advisory role is to assist the Event Committee with putting on the annual fundraiser. This entails reaching out to individuals and businesses to ask them to provide silent and live auction items. Additionally, I will assist with asking people to purchase tables, tickets and buy sponsorships for the event.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-15
  • S66 Uniform Combined State Law Examination
    2020-09-15
Other Names
  • Chris Kleberg
  • Christopher Kleberg

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