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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-26 |
| VA | RA | APPROVED | 2024-05-02 |
| DC | RA | APPROVED | 2024-04-29 |
| MD | RA | APPROVED | 2024-03-27 |
Branch Locations
700 Pennsylvania Ave Se, Washington, DC 20003 • United States
2728 Marion Barry Ave Se, Washington, DC 20020 • United States
2200 Martin Luther King Jr Ave Se, Washington, DC 20020 • United States
3900 Minnesota Ave Ne, Washington, DC 20019 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Ellenwood | GA | 09/2016 | 09/2016 |
| Acg Inc | Atlanta | GA | 10/2016 | 05/2017 |
| Unemployed | Ellenwood | GA | 06/2017 | 07/2017 |
| The Home Depot | Hyattsville | MD | 08/2017 | 01/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2020 | 10/2020 |
| Northwestern Mutual Investment Services Llc | Washington | DC | 12/2019 | 10/2020 |
| J.P. Morgan Securities, Llc | Washington | DC | 11/2021 | 01/2024 |
| Jpmorgan Chase Bank, N.A. | Washington | DC | 03/2021 | 01/2024 |
| Unemployed | Washington | DC | 11/2020 | 02/2021 |
| Sherod-Malik | Washington | DC | 09/2023 | 02/2024 |
| Jp Morgan Chase Bank, N.A. | Washington | DC | 02/2024 | Present |
| J.P. Morgan Securities, Llc | Washington | DC | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-28 |
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