Best Investors Account Sign in

Erica Lizette Garcia

Charles Schwab & Co., Inc.

Los Angeles, CA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-16
  • CA RA
    APPROVED
    Since 2024-08-16

Branch Locations

11601 Wilshire Blvd. Suite 100, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Education Santa Barbara CA 09/2020 12/2023
Full Time Education Moorpark CA 08/2015 05/2020
Globafly Sherman Oaks CA 11/2019 01/2020
Unemployed N/A CA 07/2023 03/2024
Unemployed N/A CA 01/2020 09/2020
R.A Fischer Co. Moorpark CA 10/2018 09/2019
Bank Of America Merrill Lynch San Francisco CA 06/2022 08/2022
Ubs Financial Services, Inc. Beverly Hills CA 11/2022 06/2023
Charles Schwab & Co., Inc. Pasadena CA 03/2024 Present
Charles Schwab Bank Pasadena CA 03/2025 Present
  • 09/2020 → 12/2023
    Full Time Education
    Santa Barbara, CA
  • 08/2015 → 05/2020
    Full Time Education
    Moorpark, CA
  • 11/2019 → 01/2020
    Globafly
    Sherman Oaks, CA
  • 07/2023 → 03/2024
    Unemployed
    N/A, CA
  • 01/2020 → 09/2020
    Unemployed
    N/A, CA
  • 10/2018 → 09/2019
    R.A Fischer Co.
    Moorpark, CA
  • 06/2022 → 08/2022
    Bank Of America Merrill Lynch
    San Francisco, CA
  • 11/2022 → 06/2023
    Ubs Financial Services, Inc.
    Beverly Hills, CA
  • 03/2024 → Present
    Charles Schwab & Co., Inc.
    Pasadena, CA
  • 03/2025 → Present
    Charles Schwab Bank
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-21
  • S66 Uniform Combined State Law Examination
    2024-06-21
Other Names
  • Erica Garcia
  • Erica L Garcia
  • Erica Lizette Garcia

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor