Erica Lizette Garcia

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → 12/2023
  Full Time Education
  Santa Barbara, CA
• 08/2015 → 05/2020
  Full Time Education
  Moorpark, CA
• 11/2019 → 01/2020
  Globafly
  Sherman Oaks, CA
• 07/2023 → 03/2024
  Unemployed
  N/A, CA
• 01/2020 → 09/2020
  Unemployed
  N/A, CA
• 10/2018 → 09/2019
  R.A Fischer Co.
  Moorpark, CA
• 06/2022 → 08/2022
  Bank Of America Merrill Lynch
  San Francisco, CA
• 11/2022 → 06/2023
  Ubs Financial Services, Inc.
  Beverly Hills, CA
• 03/2024 → Present
  Charles Schwab & Co., Inc.
  Pasadena, CA
• 03/2025 → Present
  Charles Schwab Bank
  Pasadena, CA

Exams

• S66 Uniform Combined State Law Examination
  2024-06-21

Other Names

• Erica Garcia
• Erica L Garcia
• Erica Lizette Garcia