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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-09-27 |
| TX | RA | APPROVED | 2021-04-19 |
| MT | RA | APPROVED | 2021-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vivint Smart Home | Billings | MT | 07/2015 | 08/2020 |
| Thrivent Investment Management Inc | Billings | MT | 06/2020 | Present |
| Thrivent Financial | Appleton | WI | 08/2020 | 12/2020 |
| Thrivent Financial | Appleton | WI | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-15 |
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