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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-03-28 |
Branch Locations
3500 S 1St Ave Circle Ste 101, Sioux Falls, SD 57105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hmk Financial Services | Sioux Falls | SD | 12/2019 | Present |
| Kms Financial Services, Inc. | Seattle | WA | 06/2020 | 11/2020 |
| Sanford Health | Sioux Falls | SD | 02/2016 | 01/2017 |
| Sanford Health | Sioux Falls | SD | 01/2017 | 06/2018 |
| Unemployed | Sioux Falls | SD | 06/2018 | 05/2019 |
| The Evangelical Lutheran Good Samaritan Society | Sioux Falls | SD | 05/2019 | 12/2019 |
| Securities America, Inc. | Sioux Falls | SD | 11/2020 | 03/2024 |
| Securities America Advisors | Sioux Falls | SD | 03/2021 | 03/2024 |
| Lpl Financial, Llc | Sioux Falls | SD | 03/2024 | Present |
1- 02/2024 / Mercury Wealth Partners / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 02/2024 / HMK Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 3- 02/2024 / Hudson Brothers Capital, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Start date: 12/06/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-04 |
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