Pennie Lynn Kincade

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2021-08-24

OR RA
APPROVED

Since 2021-08-24

Branch Locations

16625 Se 362Nd Dr, Sandy, OR 97055 • United States

8085 Se 13Th Ave, Portland, OR 97202 • United States

17055 Se Sunnyside Road Suite 126, Happy Valley, OR 97015 • United States

6901 Ne Sandy Blvd, Portland, OR 97213 • United States

3404 Se Hawthorne Blvd, Portland, OR 97214 • United States

9730 Se Washington Street, Portland, OR 97216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Invesntment Services Llc	St Cloud	MN	12/2019	08/2021
Columbia Bank	Happy Valley	OR	12/2019	08/2021
Columbia Bank	Clackamas	OR	09/2014	12/2019
Raymond James Financial Services, Inc.	Portland	OR	08/2021	Present
Onpoint Community Credit Union	Portland	OR	08/2021	Present
Onpoint Investment Services	Portland	OR	08/2021	Present
Dba: Onpoint Investment Services	Portland	OR	02/2022	Present

12/2019 → 08/2021

Cetera Invesntment Services Llc

St Cloud, MN
12/2019 → 08/2021

Columbia Bank

Happy Valley, OR
09/2014 → 12/2019

Columbia Bank

Clackamas, OR
08/2021 → Present

Raymond James Financial Services, Inc.

Portland, OR
08/2021 → Present

Onpoint Community Credit Union

Portland, OR
08/2021 → Present

Onpoint Investment Services

Portland, OR
02/2022 → Present

Dba: Onpoint Investment Services

Portland, OR

Other Businesses

(1)Name of Business: DBA: OnPoint Investment Services Address: 9730 SE Washington St. , Portland, OR, 97216, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/02/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Offering the sale and service of non-deposit investment products to members of OnPoint Community Credit Union. (2)Name of Business: OnPoint Community Credit Union Address: 9730 SE Washington St. , Portland, OR, 97216, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 08/23/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (3)Name of Business: OnPoint Investment Services Address: 9730 SE Washington St. , Portland, OR, 97216, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/23/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-12

S66 Uniform Combined State Law Examination

2020-12-12

View on SEC IAPD