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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-11-21
  • MO RA
    APPROVED
    Since 2023-11-21

Branch Locations

Gladstone, MO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc Greenwood Village CO 01/2020 06/2021
Gwfs Equities, Inc Greenwood Village CO 06/2021 Present
Fedex Kansas City MO 02/2018 01/2020
Cardinal Health Kansas City MO 11/2018 04/2019
Hallmark Libety MO 08/2017 06/2018
Ball's Food Kansas City MO 06/2017 08/2017
Safe Haven Security Kansas City MO 03/2017 06/2017
Lmv Automotive Liberty MO 01/2015 03/2017
Empower Advisory Group, Llc Greenwood Village CO 11/2023 Present
  • 01/2020 → 06/2021
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 06/2021 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 02/2018 → 01/2020
    Fedex
    Kansas City, MO
  • 11/2018 → 04/2019
    Cardinal Health
    Kansas City, MO
  • 08/2017 → 06/2018
    Hallmark
    Libety, MO
  • 06/2017 → 08/2017
    Ball's Food
    Kansas City, MO
  • 03/2017 → 06/2017
    Safe Haven Security
    Kansas City, MO
  • 01/2015 → 03/2017
    Lmv Automotive
    Liberty, MO
  • 11/2023 → Present
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-13
S63 Uniform Securities Agent State Law Examination 2021-10-22
  • S66 Uniform Combined State Law Examination
    2023-11-13
  • S63 Uniform Securities Agent State Law Examination
    2021-10-22

View on SEC IAPD

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