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Gig Harbor, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-30 |
| OR | RA | APPROVED | 2021-07-14 |
| UT | RA | APPROVED | 2019-07-09 |
| WA | RA | APPROVED | 2019-02-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc | Seattle | WA | 08/2011 | 12/2016 |
| Hd Vest Investment Services | Silverdale | WA | 01/2017 | 09/2017 |
| Hd Vest Advisory Services | Silverdale | WA | 01/2017 | 09/2017 |
| Hd Vest Insurance Agency | Irving | TX | 01/2017 | 09/2017 |
| Waterfront Financial Management Llc | Silverdale | WA | 09/2017 | 12/2018 |
| Opportunus Capital Llc | Gig Harbor | WA | 01/2019 | 06/2019 |
| Opportunus Wealth Management Llc | Gig Harbor | WA | 02/2019 | Present |
1) US Bureau of Labor Statistics; No; Postal Square Building, 2 Massachusetts Ave NE, Washington, DC 20212; Research; Economic Assistant; Economic Assistant; 5/13/2019; 80; 16; Garrett Dastrup gathers pricing data for the Bureau of Labor Statistics for the Consumer Price Index.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-14 |
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