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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-11-21 |
Branch Locations
1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 12/2019 | 07/2021 |
| Loyola University Maryland | Baltimore | MD | 09/2018 | 05/2019 |
| Winnie's Manayunk | Philadelphia | PA | 06/2017 | 01/2019 |
| Loyola University Maryland | Baltimore | MD | 08/2015 | 05/2019 |
| Highway Materials | Plymouth Meeting | PA | 06/2019 | 11/2019 |
| Alliance Bernstein | Philadelphia | PA | 08/2021 | 10/2023 |
| Ubs Financial Services, Inc. | Philadelphia | PA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-10 |
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