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Valic Financial Advisors, Inc. CRD 42803
$29.2B regulatory AUM 38 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-12-09 |
| ND | RA | APPROVED | 2021-05-10 |
| MN | RA | APPROVED | 2020-11-16 |
Branch Locations
7650 Edinborough Way Suite 320, Edina, MN 55435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 12/2019 | 09/2020 |
| Wells Fargo Bank, Na | Minneapolis | MN | 04/2019 | 12/2019 |
| Unemployed | Victoria | MN | 02/2019 | 04/2019 |
| Pacific Union Financial | Dallas | TX | 05/2017 | 02/2019 |
| Kelly Employment Services | Minneapolis | MN | 03/2017 | 05/2017 |
| Stearns Lending, Llc | Dallas | TX | 12/2014 | 02/2017 |
| Valic Financial Advisors Inc | Watkins | CO | 09/2020 | Present |
| Agia | Houston | TX | 12/2022 | Present |
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products SOTA SIMS GOLF, LLC POSITION: Consultant NATURE: Indoor Golf Entertainment. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2024 ADDRESS: 23740 Hwy 7, Shorewood MN 55331, United States DESCRIPTION: The business owner is a friend that asked for help when working with clients to buy a golf simulator. This consultant position will beclient facing and helping clients when financing a simulator and offering basic breakeven equations (corporate finance). No investment or business advice will be given as this is not an investment investing business. SSGS, LLC POSITION: Owner NATURE: Indoor Golf Entertainment Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2024 ADDRESS: 8942 Lakeside Dr, Victoria MN 55386, United States DESCRIPTION: This business is being organized as a single owner LLC, to collect the payments received from Sota Sims Golf, LLC strictly for tax purposes. I will be 100% owner and operator of the LLC. I do not plan on using the LLC as a vehicle for investments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-02 |
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