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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-07-19
  • OH RA
    APPROVED
    Since 2021-07-19

Branch Locations

Cincinnati, OH • United States

38 Fountain Square Plaza, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sub Station Ii Spartanburg SC 05/2017 07/2017
The Carolina Country Club Spartanburg SC 05/2018 07/2018
Fidelity Brokerage Services, Llc Covington KY 12/2019 Present
Wofford College Spartanburg SC 06/2015 05/2019
Unemplyed West Chester OH 05/2019 12/2019
Fifth Third Bank Cincinnati OH 07/2021 Present
Fidelity Investments Covington KY 12/2019 01/2021
Unemployed Cincinnati OH 06/2019 11/2019
Wofford College Spartanburg SC 08/2018 05/2019
Carolina Country Club Spartanburg SC 06/2018 07/2018
Wofford College Spartanburg SC 08/2017 05/2018
Sub Station Ii Spartanburg SC 06/2017 07/2017
Wofford College Spartanburg SC 06/2015 05/2017
Unemployed Cincinnati OH 02/2021 06/2021
Fifth Third Securities Cincinnati OH 07/2021 Present
  • 05/2017 → 07/2017
    Sub Station Ii
    Spartanburg, SC
  • 05/2018 → 07/2018
    The Carolina Country Club
    Spartanburg, SC
  • 12/2019 → Present
    Fidelity Brokerage Services, Llc
    Covington, KY
  • 06/2015 → 05/2019
    Wofford College
    Spartanburg, SC
  • 05/2019 → 12/2019
    Unemplyed
    West Chester, OH
  • 07/2021 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 12/2019 → 01/2021
    Fidelity Investments
    Covington, KY
  • 06/2019 → 11/2019
    Unemployed
    Cincinnati, OH
  • 08/2018 → 05/2019
    Wofford College
    Spartanburg, SC
  • 06/2018 → 07/2018
    Carolina Country Club
    Spartanburg, SC
  • 08/2017 → 05/2018
    Wofford College
    Spartanburg, SC
  • 06/2017 → 07/2017
    Sub Station Ii
    Spartanburg, SC
  • 06/2015 → 05/2017
    Wofford College
    Spartanburg, SC
  • 02/2021 → 06/2021
    Unemployed
    Cincinnati, OH
  • 07/2021 → Present
    Fifth Third Securities
    Cincinnati, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-03-16
  • S63 Uniform Securities Agent State Law Examination
    2020-03-16
Other Names
  • William John Hinton
  • William Hinton
  • Billy Hinton

View on SEC IAPD

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