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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-07-19 |
Branch Locations
Cincinnati, OH • United States
38 Fountain Square Plaza, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sub Station Ii | Spartanburg | SC | 05/2017 | 07/2017 |
| The Carolina Country Club | Spartanburg | SC | 05/2018 | 07/2018 |
| Fidelity Brokerage Services, Llc | Covington | KY | 12/2019 | Present |
| Wofford College | Spartanburg | SC | 06/2015 | 05/2019 |
| Unemplyed | West Chester | OH | 05/2019 | 12/2019 |
| Fifth Third Bank | Cincinnati | OH | 07/2021 | Present |
| Fidelity Investments | Covington | KY | 12/2019 | 01/2021 |
| Unemployed | Cincinnati | OH | 06/2019 | 11/2019 |
| Wofford College | Spartanburg | SC | 08/2018 | 05/2019 |
| Carolina Country Club | Spartanburg | SC | 06/2018 | 07/2018 |
| Wofford College | Spartanburg | SC | 08/2017 | 05/2018 |
| Sub Station Ii | Spartanburg | SC | 06/2017 | 07/2017 |
| Wofford College | Spartanburg | SC | 06/2015 | 05/2017 |
| Unemployed | Cincinnati | OH | 02/2021 | 06/2021 |
| Fifth Third Securities | Cincinnati | OH | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-03-16 |
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