Andrew Michael Falk

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 12/2019
  Wild Yankee Liquors
  Parker, CO
• 09/2019 → 11/2019
  Trestles Coastal Cuisine
  Castle Pines, CO
• 05/2019 → 06/2019
  Home Advisor
  Colorado Springs, CO
• 08/2017 → 05/2018
  Surge Business Development
  State College, PA
• 05/2018 → 08/2018
  Falk Realty Inc
  State College, PA
• 06/2016 → 04/2017
  My Thai
  State College, PA
• 09/2016 → 08/2017
  Bidet Express
  State College, PA
• 07/2018 → 06/2019
  Fitology
  State College, PA
• 12/2019 → 05/2021
  Fidelity Brokerage Services Llc
  Greenwood Village, CO
• 06/2021 → 09/2024
  Kestra Investment Services, Llc
  Englewood, CO
• 06/2021 → 09/2024
  Kestra Advisory Services Llc
  Englewood, CO
• 09/2024 → Present
  Cambridge Investment Research Inc.
  Fairfield, IA
• 09/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2021-06-14 → 2024-09-06
  Kestra Advisory Services, Llc
  Englewood, CO
  Austin, TX
• 2021-02-02 → 2021-06-05
  Fidelity Personal And Workplace Advisors
  Greenwood Village, CO

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 10/2024

Exams

• S66 Uniform Combined State Law Examination
  2021-01-20
• S63 Uniform Securities Agent State Law Examination
  2020-03-13

Other Names

• Andrew Michael Falk
• Andrew Falk