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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-07-31
TX RA APPROVED_RES 2026-05-20
NM RA APPROVED 2026-01-22
PA RA APPROVED 2025-03-19
NJ RA APPROVED 2025-03-18
FL RA APPROVED 2025-01-06
NY RA APPROVED 2024-05-13
  • VT RA
    APPROVED
    Since 2026-07-31
  • TX RA
    APPROVED_RES
    Since 2026-05-20
  • NM RA
    APPROVED
    Since 2026-01-22
  • PA RA
    APPROVED
    Since 2025-03-19
  • NJ RA
    APPROVED
    Since 2025-03-18
  • FL RA
    APPROVED
    Since 2025-01-06
  • NY RA
    APPROVED
    Since 2024-05-13

Branch Locations

20 Corporate Woods Blvd, Suite 302 Ms: Nyac10, Albany, NY 12211 • United States

882 New Loudon Road Ms: Nya035, Latham, NY 12110 • United States

1725 Altamont Ave Ms: Nya245, Schenectady, NY 12303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Albany NY 11/2019 01/2021
Brown & Brown Albany NY 03/2019 05/2019
Coldwell Banker Prime Properties Schenectday NY 10/2018 02/2019
Marist College Poughkeepsie NY 09/2014 05/2018
Unemployed Schenectady NY 06/2019 10/2019
Unemployed Schenectady NY 06/2018 09/2018
Goldman Sachs & Co. Llc Cohoes NY 01/2021 02/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albany NY 02/2023 05/2024
Bank Of America N.A. Albany NY 04/2023 05/2024
Citizens Securities, Inc. Latham NY 05/2024 Present
  • 11/2019 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Albany, NY
  • 03/2019 → 05/2019
    Brown & Brown
    Albany, NY
  • 10/2018 → 02/2019
    Coldwell Banker Prime Properties
    Schenectday, NY
  • 09/2014 → 05/2018
    Marist College
    Poughkeepsie, NY
  • 06/2019 → 10/2019
    Unemployed
    Schenectady, NY
  • 06/2018 → 09/2018
    Unemployed
    Schenectady, NY
  • 01/2021 → 02/2023
    Goldman Sachs & Co. Llc
    Cohoes, NY
  • 02/2023 → 05/2024
    Albany, NY
  • 04/2023 → 05/2024
    Bank Of America N.A.
    Albany, NY
  • 05/2024 → Present
    Latham, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-18
  • S66 Uniform Combined State Law Examination
    2020-12-18

View on SEC IAPD

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