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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-21
AZ RA APPROVED 2022-04-26
  • TX RA
    APPROVED_RES
    Since 2022-07-21
  • AZ RA
    APPROVED
    Since 2022-04-26

Branch Locations

1080 West Chandler Blvd., Chandler, AZ 85224 • United States

9538 E. Riggs Road, Sun Lakes, AZ 85248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Phoenix AZ 07/2016 12/2019
J.P. Morgan Securities Llc Phoenix AZ 12/2019 06/2022
Sister Bay Yacht Club Marina Condominium Sister Bay WI 03/2017 Present
Jp Morgan Chase Bank Na Tempe AZ 07/2022 10/2023
Jp Morgan Securities Llc Tempe AZ 07/2022 10/2023
Jp Morgan Chase Bank, N.A. Tempe AZ 11/2023 Present
Jp Morgan Securities Llc Tempe AZ 11/2023 Present
  • 07/2016 → 12/2019
    Jpmorgan Chase Bank, N.A.
    Phoenix, AZ
  • 12/2019 → 06/2022
    Phoenix, AZ
  • 03/2017 → Present
    Sister Bay Yacht Club Marina Condominium
    Sister Bay, WI
  • 07/2022 → 10/2023
    Jp Morgan Chase Bank Na
    Tempe, AZ
  • 07/2022 → 10/2023
    Tempe, AZ
  • 11/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Tempe, AZ
  • 11/2023 → Present
    Tempe, AZ
Other Businesses

Entity Name: SISTER BAY YACHT CLUB MARINA CONDOMINIUM Investment related: No "Address: 10673 Regatta Way Sister Bay, WI 54234 (unit not included) https://www.ycsb.com/ " Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/17/2017 Approximate # of hours a week 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: 16.5% owner of a condominium unit and boat slip

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-09
  • S66 Uniform Combined State Law Examination
    2020-06-09
Other Names
  • Nicholas Starck
  • Nicholas John Starck

View on SEC IAPD

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