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James Mason Waninger

Commonwealth Financial Network

Tell City, IN

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-04-13
  • IN RA
    APPROVED
    Since 2021-04-13

Branch Locations

1009 Main Street, Tell City, IN 47586 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Onyx Private Wealth Tell City IN 12/2019 Present
J. Kevin Waninger Tell City IN 07/2015 12/2019
  • 12/2019 → Present
    Onyx Private Wealth
    Tell City, IN
  • 07/2015 → 12/2019
    J. Kevin Waninger
    Tell City, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-01
  • S66 Uniform Combined State Law Examination
    2021-04-01

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Jonathan William Scheer
Brandon Gaynor
Mallory Lynn Cochenour
Madeline Dauby
JAMES KEVIN WANINGER
ROBERT LOUIS PIERCE
EMILY WINTER
Cory Jean Wahl

Other Offices

EDWARD JONES · TELL CITY, IN
EDWARD JONES · TELL CITY, IN
FIFTH THIRD SECURITIES, INC. · TELL CITY, IN
OSAIC WEALTH, INC. · TELL CITY, IN
EAGLE STRATEGIES LLC · SANTA CLAUS, IN
EDWARD JONES · ROCKPORT, IN
EDWARD JONES · FERDINAND, IN
OSAIC WEALTH, INC. · FERDINAND, IN

More in Tell City, IN

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