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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Plano | TX | 08/2014 | Present |
| Wells Fargo Clearing Services, Llc | Plano | TX | 12/2019 | Present |
| Ymca Of Metropolitan Dallas | Plano | TX | 05/2012 | 09/2017 |
NOTARY PUBLIC, NOT INV RELATED, Plano, TX, START 03/15/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, NOTARIZE DOCUMENTS. TBD ; NOT INV RELATED; TBD, TX; ICE AND WATER DISPENSERS;100% OWNERSHIP; START DATE: 12/01/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-17 |
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