Preni Keshishi

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-07-12

CA RA
APPROVED

Since 2024-07-12

Branch Locations

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

82 S Lake Ave, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Tarzana	CA	01/2016	02/2024
J.P. Morgan Securities Llc	Tarzana	CA	12/2019	02/2024
Sears Holdings Corportation/K-Mart	Burbank	CA	10/2014	01/2019
Wells Fargo Bank, Na	Pasadena	CA	02/2024	Present
Wells Fargo Clearing Services, Llc	Pasadena	CA	03/2024	Present

01/2016 → 02/2024

Jpmorgan Chase Bank, N.A.

Tarzana, CA
12/2019 → 02/2024

J.P. Morgan Securities Llc

Tarzana, CA
10/2014 → 01/2019

Sears Holdings Corportation/K-Mart

Burbank, CA
02/2024 → Present

Wells Fargo Bank, Na

Pasadena, CA
03/2024 → Present

Wells Fargo Clearing Services, Llc

Pasadena, CA

Other Businesses

IN HOME SUPPORTIVE SERVICES(IHSS) PROGRAM, NOT INV RELATED, BURBANK, CA, CAREGIVER, START 6/15/23, 52 HRS A MONTH, 0 HRS DURING TRADING, IN HOME CARE AND ASSISTANCE TO PARENT;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-12
S63	Uniform Securities Agent State Law Examination	2020-02-06

S66 Uniform Combined State Law Examination

2024-07-12
S63 Uniform Securities Agent State Law Examination

2020-02-06