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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-04
  • FL RA
    APPROVED
    Since 2022-08-04

Branch Locations

Edgewater, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Oviedo FL 01/2017 07/2022
Wells Fargo Clearing Service, Llc Oviedo FL 12/2019 07/2022
Chick-Fil-A Edgewater FL 07/2009 12/2016
Gwfs Equities, Inc Greenwood Village CO 07/2022 Present
Advised Assets Group, Llc Greenwood Village CO 07/2022 Present
  • 01/2017 → 07/2022
    Wells Fargo Bank, Na
    Oviedo, FL
  • 12/2019 → 07/2022
    Wells Fargo Clearing Service, Llc
    Oviedo, FL
  • 07/2009 → 12/2016
    Chick-Fil-A
    Edgewater, FL
  • 07/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 07/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-28
  • S66 Uniform Combined State Law Examination
    2020-10-28
Other Names
  • Harry Gerard
  • Harry Joshua Gerard

View on SEC IAPD

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