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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-05-02 |
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
5755 Northpoint Pkwy Ste 64, Alpharetta, GA 30022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2019 | 05/2025 |
| Tirehub | Dunwoody | GA | 04/2019 | 12/2019 |
| Kimberly Clark | Irving | TX | 06/2018 | 04/2019 |
| Owens And Minor | Richmond | VA | 05/2018 | 06/2018 |
| Halyard Health | Alpharetta | GA | 11/2014 | 04/2018 |
| Kimberly Clark | Irvine | TX | 11/2009 | 04/2019 |
| Lpl Financial Llc | Atlanta | GA | 05/2025 | Present |
1. Start Date : 05/01/2025 - Haywood Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Atlanta, Georgia, 30339 - - 0 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 0 2) 05/21/2025 - Crump Life Insurance Services - Inv. Related - Non-Variable Insurance - Home Based - Start Date:05/15/2025 - 6 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-03 |
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