Kenneth Alberto Coto

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 08/2013 → Present
  Bank Of America, N.A.
  Miami, FL

Other Businesses

1.FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION2.NAME OF OUTSIDE BUSINESS ORGANIZATION: KEY BISCAYNE COMMUNITY FOUNDATION3.INVESTMENT RELATED: N4.ADDRESS OF BUSINESS:KEY BISCAYNE, FLORIDA 331495.NATURE OF BUSINESS: CHARITABLE ORGANIZATION,7.POSITION, TITLE, ASSOCIATION: PARTICIPANT, 8.START DATE OF RELATIONSHIP: 6/4/20139.NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 011.DUTIES: KEY BISCAYNE COMMUNITY FOUNDATION IS A PHILANTHROPIC ORGANIZATION THAT MATCHES DONOR-ADVISED FUNDS WITH GRANTS TO WORTH COMMUNITY CAUSES. I WAS ASKED TO JOIN THE GRANT COMMITTEE WHICH EVALUATES GRANT REQUESTS. I*5117300, Entity Type: Entity For Profit, Name of OBA: Pelagos Holdings LLC, Address: Key Biscayne, Florida, 33149, Investment Related: N, Position, Title, Association: ["Officer","Owner"], Employee Start Date: 06/24/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Authorized Member,Florida LLC established to own a boat 50/50 with non-client friend. Boat will be purely for recreational purposes. No commercial activities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-04-15
• S63 Uniform Securities Agent State Law Examination
  1998-12-23