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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-17
CT RA APPROVED 2025-11-17
  • TX RA
    APPROVED
    Since 2025-12-17
  • CT RA
    APPROVED
    Since 2025-11-17

Branch Locations

450 Main Street, New Britain, CT 06051 • United States

553 Farmington Avenue, New Britain, CT 06053 • United States

1120 Main Street, Newington, CT 06111 • United States

665 West Main St., New Britain, CT 06050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Hartford CT 12/2019 05/2024
Smk Services Llc Glastonbury CT 04/2018 12/2019
Mott Corporation Farmington CT 01/2011 04/2018
Tumolo Financial East Lyme CT 05/2024 11/2025
Tumolo Wealth Management, Llc East Lyme CT 05/2024 11/2025
Lpl Financial Llc Newington CT 11/2025 Present
Webster Bank Newington CT 11/2025 Present
  • 12/2019 → 05/2024
    Merrill Lynch
    Hartford, CT
  • 04/2018 → 12/2019
    Smk Services Llc
    Glastonbury, CT
  • 01/2011 → 04/2018
    Mott Corporation
    Farmington, CT
  • 05/2024 → 11/2025
    Tumolo Financial
    East Lyme, CT
  • 05/2024 → 11/2025
    East Lyme, CT
  • 11/2025 → Present
    Newington, CT
  • 11/2025 → Present
    Webster Bank
    Newington, CT
Previous Registrations
Other Businesses

1) 11/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Inv. Related- At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
  • S66 Uniform Combined State Law Examination
    2020-10-30
Other Names
  • Matt C Koziol
  • Matthew Koziol

View on SEC IAPD

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