David Findley

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-08-06
TX	RA	APPROVED	2024-08-05

Branch Locations

1747 Bruce B Downs Blvd, Wesley Chapel, FL 33544 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Equitable Advisors. Llc	Orlando	FL	01/2021	03/2023
Boston Market	Wellington	FL	08/2016	09/2017
Wanderers Country Club	Wellington	FL	09/2017	01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Orlando	FL	03/2023	05/2024
Bank Of America, N.A.	Orlando	FL	03/2023	05/2024
Fisher Investments	Tampa	FL	05/2024	07/2024
J.P. Morgan Securities Llc	Wesley Chapel	FL	08/2024	Present
Jpmorgan Chase Bank, N.A.	Wesley Chapel	FL	08/2024	Present
Equitable Finl Life Ins Co	Orlando	FL	01/2021	03/2023
Unemployed	Wellington	FL	02/2019	12/2020

01/2021 → 03/2023

Equitable Advisors. Llc

Orlando, FL
08/2016 → 09/2017

Boston Market

Wellington, FL
09/2017 → 01/2019

Wanderers Country Club

Wellington, FL
03/2023 → 05/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orlando, FL
03/2023 → 05/2024

Bank Of America, N.A.

Orlando, FL
05/2024 → 07/2024

Fisher Investments

Tampa, FL
08/2024 → Present

J.P. Morgan Securities Llc

Wesley Chapel, FL
08/2024 → Present

Jpmorgan Chase Bank, N.A.

Wesley Chapel, FL
01/2021 → 03/2023

Equitable Finl Life Ins Co

Orlando, FL
02/2019 → 12/2020

Unemployed

Wellington, FL

2024-05-13 → 2024-07-16

Fisher Investments

Plano, TX

Tampa, FL
2023-04-20 → 2024-05-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orlando, FL
2022-07-15 → 2023-03-30

Equitable Advisors, Llc

Orlando, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-13

Other Firms