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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-02 |
| WA | RA | APPROVED | 2017-03-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Seattle | WA | 11/2008 | 03/2017 |
| Morgan Stanley Smith Barney | Seattle | WA | 06/2009 | 03/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 03/2017 | Present |
| Bank Of America, N.A | Bellevue | WA | 04/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-01 |
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