Therese Marie Herzog

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → 11/2020
  American Financial Concepts Corp
  Pasadena, CA
• 09/2019 → 12/2019
  Unemployed
  Altadena, CA
• 08/2018 → 09/2019
  Inter-Con Security Systems
  Pasadena, CA
• 10/2017 → 08/2018
  Unemployed
  Altadena, CA
• 02/2014 → 10/2017
  Southwestern Law School
  Los Angeles, CA
• 12/2019 → 03/2020
  Cetera Advisor Networks
  El Segundo, CA
• 03/2020 → 12/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 11/2022 → 04/2023
  Sales Assistance Extraordinaire And Saextraordinaire
  San Francisco, CA
• 06/2023 → 12/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2024 → Present
  Voya Financial Advisors
  Windsor, CT

Previous Registrations

• 2023-06-29 → 2023-12-26
  Cetera Investment Advisers Llc
  Pasadena, CA
• 2020-08-06 → 2023-06-29
  Cetera Wealth Services, Llc
  Pasadena, CA

Exams

• S66 Uniform Combined State Law Examination
  2020-07-27