Spencer Patrick Fields

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 12/2016
  University Of Illinois
  Urbana, IL
• 12/2016 → 12/2017
  Legends Golf Course
  Champaign, IL
• 01/2018 → 12/2019
  Busey Bank
  Urbana, IL
• 12/2019 → Present
  Raymond James Financial Services Inc
  Urbana, IL
• 09/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Urbana, IL
• 09/2020 → Present
  Busey Bank
  Urbana, IL

Other Businesses

(2) Name of Business: Busey Investment Services Address: 201 W Main St, Urbana, IL, 61801, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/02/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+Description of duties: Advise clients on investment related needs/questions. Prepare Financial Plans.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-09-03

Designations

• Certified Financial Planner