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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-04-22
TX RA APPROVED 2022-05-16
FL RA APPROVED 2021-12-20
NJ RA APPROVED 2020-06-05
  • PA RA
    APPROVED
    Since 2024-04-22
  • TX RA
    APPROVED
    Since 2022-05-16
  • FL RA
    APPROVED
    Since 2021-12-20
  • NJ RA
    APPROVED
    Since 2020-06-05

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

311 Park Place Boulevard Suite 650, Clearwater, FL 33759 • United States

Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Al Seer Marine Supplies Abu Dhabi 09/2015 02/2019
No Rules Offshore Adventures Inc. Summerland Key FL 02/2019 08/2019
Ubs Financial Services Inc Weehawken NJ 08/2019 Present
  • 09/2015 → 02/2019
    Al Seer Marine Supplies
    Abu Dhabi
  • 02/2019 → 08/2019
    No Rules Offshore Adventures Inc.
    Summerland Key, FL
  • 08/2019 → Present
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-04
  • S66 Uniform Combined State Law Examination
    2020-06-04

View on SEC IAPD

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