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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-24
DC RA APPROVED 2026-02-23
OK RA APPROVED 2026-02-23
SD RA APPROVED 2026-02-10
  • TX RA
    APPROVED_RES
    Since 2026-02-24
  • DC RA
    APPROVED
    Since 2026-02-23
  • OK RA
    APPROVED
    Since 2026-02-23
  • SD RA
    APPROVED
    Since 2026-02-10

Branch Locations

Sioux Falls, SD • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Omaha NE 12/2019 12/2020
Orion Advisor Services Omaha NE 09/2018 12/2019
Iss Facility Services Vermillion SD 02/2018 09/2018
Cortrust Bank Vermillion SD 08/2017 08/2018
Bank Of The West Vermillion SD 01/2017 08/2017
First National Bank Of Omaha Yankton SD 05/2016 12/2016
Assetmark Financial Holdings, Inc Tontitown AR 02/2021 07/2025
Unemployed Omaha NE 01/2021 02/2021
Assetmark Brokerage, Llc Tontitown AR 02/2021 07/2025
Thrivent Investment Management Inc Minneapolis MN 02/2026 Present
Thrivent Financial Appleton WI 02/2026 Present
Keyrenter Arkansas Fayetteville AR 07/2025 11/2025
Real Property Management Express Sioux Falls SD 11/2025 01/2026
Foundation Wealth Strategies, Llc Sioux Falls SD 05/2025 02/2026
  • 12/2019 → 12/2020
    Raymond James Financial Services, Inc.
    Omaha, NE
  • 09/2018 → 12/2019
    Orion Advisor Services
    Omaha, NE
  • 02/2018 → 09/2018
    Iss Facility Services
    Vermillion, SD
  • 08/2017 → 08/2018
    Cortrust Bank
    Vermillion, SD
  • 01/2017 → 08/2017
    Bank Of The West
    Vermillion, SD
  • 05/2016 → 12/2016
    First National Bank Of Omaha
    Yankton, SD
  • 02/2021 → 07/2025
    Assetmark Financial Holdings, Inc
    Tontitown, AR
  • 01/2021 → 02/2021
    Unemployed
    Omaha, NE
  • 02/2021 → 07/2025
    Assetmark Brokerage, Llc
    Tontitown, AR
  • 02/2026 → Present
    Minneapolis, MN
  • 02/2026 → Present
    Thrivent Financial
    Appleton, WI
  • 07/2025 → 11/2025
    Keyrenter Arkansas
    Fayetteville, AR
  • 11/2025 → 01/2026
    Real Property Management Express
    Sioux Falls, SD
  • 05/2025 → 02/2026
    Foundation Wealth Strategies, Llc
    Sioux Falls, SD
Previous Registrations
  • 2021-03-29 → 2025-07-21
    Springdale, AR
    Omaha, NE
    Concord, CA
    Tontitown, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-10
  • S66 Uniform Combined State Law Examination
    2020-06-10
Other Names
  • Nicholas Adam Poppe
  • Nick Poppe

View on SEC IAPD

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