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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-02
MI RA APPROVED 2022-04-28
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • MI RA
    APPROVED
    Since 2022-04-28

Branch Locations

31313 Northwestern Hwy., Suite 100, Farmington Hills, MI 48334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 12/2019 02/2023
Cambridge Investment Research, Inc. Fairfield IA 09/2021 Present
Michigan Pension & Financial, Inc. Farmington Hills MI 12/2019 02/2023
Metro Benefits, Inc. Pittsburgh PA 06/2019 11/2019
Westinghouse Electric Company Cranberry PA 05/2018 08/2018
Pension Consultants, Inc Farmington Hills MI 05/2017 08/2017
Slippery Rock University Slippery Rock PA 08/2016 05/2017
Slippery Rock University Slippery Rock PA 08/2017 05/2018
Slippery Rock University Slippery Rock PA 08/2018 05/2019
Cambridge Investment Research Advisors, Inc Fairfield IA 04/2022 Present
Michigan Pension & Financial, Inc. Farmington Hills MI 02/2023 Present
  • 12/2019 → 02/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2019 → 02/2023
    Michigan Pension & Financial, Inc.
    Farmington Hills, MI
  • 06/2019 → 11/2019
    Metro Benefits, Inc.
    Pittsburgh, PA
  • 05/2018 → 08/2018
    Westinghouse Electric Company
    Cranberry, PA
  • 05/2017 → 08/2017
    Pension Consultants, Inc
    Farmington Hills, MI
  • 08/2016 → 05/2017
    Slippery Rock University
    Slippery Rock, PA
  • 08/2017 → 05/2018
    Slippery Rock University
    Slippery Rock, PA
  • 08/2018 → 05/2019
    Slippery Rock University
    Slippery Rock, PA
  • 04/2022 → Present
    Fairfield, IA
  • 02/2023 → Present
    Michigan Pension & Financial, Inc.
    Farmington Hills, MI
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 02/2023, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) MICHIGAN PENSION AND FINANCIAL INC, 31313 NORTHWESTERN HIGHWAY, SUITE 100, FARMINGTON HILLS, MI, 10/2023, W2 EMPLOYEE, DBA Name, INV REL, 200 HR/MO, 200 HR/MO TRADING. 3) MICHIGAN PENSION & FINANCIAL, 31313 Northwestern HWY, Suite 100, Farmington Hills MI 48334, 06/2025, Owner, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO, 160 HR/MO TRADING. 4) HJ Capital Partners, LLC, 31313 Northwestern Hwy, Suite 100, Farmington Hills MI 48334, United States, 08/2025, W2 Employee, Insurance/Benefits/Human Resources, Investment Related, 160 HR/MO, 160 HR/MO Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-02
  • S66 Uniform Combined State Law Examination
    2022-04-02

View on SEC IAPD

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