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Current Employers
Pinnacle Family Advisors, Llc

620 W. Republic Road Suite 104, Springfield, MO 65807 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2012-08-16
  • MO RA
    APPROVED
    Since 2012-08-16

Branch Locations

620 W. Republic Road Suite 104, Springfield, MO 65807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinnacle Family Advisors, Llc Springfield MO 07/2012 Present
Purshe Kaplan Sterling Investments Albany NY 07/2012 Present
Previous Registrations
Other Businesses

1) PINNACLE FAMILY ADVISORS, LLC; INVESTMENT RELATED; 620 W. Republic Road, Suite 104, Springfield, MO 65807; RIA; IAR; START DATE: 07/2012; 120 HRS/MO; FEE BASED INVESTMENT ADVICE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-03
S63 Uniform Securities Agent State Law Examination 2005-07-22
  • S65 Uniform Investment Adviser Law Examination
    2011-05-03
  • S63 Uniform Securities Agent State Law Examination
    2005-07-22

View on SEC IAPD

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