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Minh Quang Le

J.P. Morgan Securities LLC

San Jose, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-17
CA RA APPROVED 2024-10-01
  • TX RA
    APPROVED_RES
    Since 2025-11-17
  • CA RA
    APPROVED
    Since 2024-10-01

Branch Locations

1077 E Brokaw Rd, San Jose, CA 95131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Cupertino CA 01/2021 09/2024
Hsbc Bank Usa, N.A. Milpitas CA 12/2019 09/2024
Hsbc Bank (Vietnam) Ltd Ho Chi Minh 09/2014 09/2019
J.P. Morgan Securities Llc San Jose CA 09/2024 Present
Jpmorgan Chase Bank, N.A. San Jose CA 09/2024 Present
Unemployed Milpitas CA 09/2019 12/2019
  • 01/2021 → 09/2024
    Hsbc Securities (Usa) Inc.
    Cupertino, CA
  • 12/2019 → 09/2024
    Hsbc Bank Usa, N.A.
    Milpitas, CA
  • 09/2014 → 09/2019
    Hsbc Bank (Vietnam) Ltd
    Ho Chi Minh
  • 09/2024 → Present
    J.P. Morgan Securities Llc
    San Jose, CA
  • 09/2024 → Present
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 09/2019 → 12/2019
    Unemployed
    Milpitas, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-31
S63 Uniform Securities Agent State Law Examination 2021-03-26
  • S66 Uniform Combined State Law Examination
    2023-07-31
  • S63 Uniform Securities Agent State Law Examination
    2021-03-26
Other Names
  • Minh Q Le
  • Minh Quang Le
  • Quangminh Le
  • Quang Minh Le
  • Quang Minh Le

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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