Nicholas Remington Birger

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-09-03
CO	RA	APPROVED	2021-07-29

TX RA
APPROVED

Since 2021-09-03
CO RA
APPROVED

Since 2021-07-29

Branch Locations

Colorado Springs, CO • United States

2975 Broadmoor Valley Road Suite 204, Colorado Springs, CO 80906 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Armed Forces	Newport News	VA	12/2014	10/2017
Northwestern Mutual Life Insurance Company	Milwaukee	WI	12/2019	07/2021
Northwestern Mutual Investment Services Llc	Colorado Spgs	CO	12/2019	07/2021
Armed Forces	Albuquerque	NM	11/2017	02/2020
Northwestern Mutual Wealth Management Company	Milwaukee	WI	03/2020	07/2021
Raymond James Financial Services, Inc.	Colorado Springs	CO	07/2021	Present
Imperium Capital, Llc	Colorado Springs	CO	07/2021	Present
Raymond James Financial Services Advisors, Inc.	Colorado Springs	CO	07/2021	Present

12/2014 → 10/2017

Armed Forces

Newport News, VA
12/2019 → 07/2021

Northwestern Mutual Life Insurance Company

Milwaukee, WI
12/2019 → 07/2021

Northwestern Mutual Investment Services Llc

Colorado Spgs, CO
11/2017 → 02/2020

Armed Forces

Albuquerque, NM
03/2020 → 07/2021

Northwestern Mutual Wealth Management Company

Milwaukee, WI
07/2021 → Present

Raymond James Financial Services, Inc.

Colorado Springs, CO
07/2021 → Present

Imperium Capital, Llc

Colorado Springs, CO
07/2021 → Present

Raymond James Financial Services Advisors, Inc.

Colorado Springs, CO

Other Businesses

(1)Name of Business: Chapel of Our Saviour Episcopal Church Address: 8 4th St, Colorado Springs, CO, 80906, United States Activity Type: Religious Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/31/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Organize and maintain financial records of the church. (2)Name of Business: Imperium Capital, LLC Address: 1763 S 8th St. Ste 1, Colorado Springs, CO, 80905, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/15/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Co-Owner and financial advisor.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-20
S63	Uniform Securities Agent State Law Examination	2020-02-06

S66 Uniform Combined State Law Examination

2021-07-20
S63 Uniform Securities Agent State Law Examination

2020-02-06

Designations

Chartered Financial Analyst

Other Names

Nicholas R Birger
Nick Birger

View on SEC IAPD