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Christopher Peter Duke

Ais Planning

St. Cloud, MN

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Current Employers
Ais Planning

622 Roosevelt Road Suite 160, St. Cloud, MN 56301 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-12-06
  • MN RA
    APPROVED
    Since 2019-12-06

Branch Locations

622 Roosevelt Road Suite 160, St. Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uber Hampton Roads VA 06/2017 12/2018
Fitzwilliams Financial Chesapeake VA 12/2018 06/2019
Ais Planning St. Cloud MN 12/2019 05/2025
Virginia Tech Portsmouth VA 08/2013 12/2017
Unemployed Portsmouth VA 06/2019 12/2019
Ais Planning St. Cloud MN 05/2025 Present
  • 06/2017 → 12/2018
    Uber
    Hampton Roads, VA
  • 12/2018 → 06/2019
    Fitzwilliams Financial
    Chesapeake, VA
  • 12/2019 → 05/2025
    Ais Planning
    St. Cloud, MN
  • 08/2013 → 12/2017
    Virginia Tech
    Portsmouth, VA
  • 06/2019 → 12/2019
    Unemployed
    Portsmouth, VA
  • 05/2025 → Present
    Ais Planning
    St. Cloud, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-16
  • S65 Uniform Investment Adviser Law Examination
    2019-07-16
Designations

View on SEC IAPD

Other Firms

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CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
PRINCIPAL SECURITIES, INC.

Other Investors

KIMBERLY MARIE FOSTER
CHRISTOPHER JOHN HASTINGS
Jennifer L Lesmeister
CHRISTOPHER L WAYNE
JAMES FRANCIS SCHMITZ
STEVEN ALLAN LARAWAY
PATRICK PHILLIP SOLYNTJES
ANDREW SCOTT JACOBS

Other Offices

LFA · ST. CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
STATE FARM INVESTMENT MANAGEMENT CORP. · Saint Cloud, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN
AMERIPRISE FINANCIAL SERVICES, LLC · ST. CLOUD, MN
LPL FINANCIAL LLC · ST. CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
AMERIPRISE FINANCIAL SERVICES, LLC · St. Cloud, MN

More in St. Cloud, MN

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