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Andrea Rhea Looney

Ubs Financial Services Inc.

Pepper Pike, OH

Stow, OH

Hudson, OH

CRD 7207140

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-07-30
  • OH RA
    APPROVED
    Since 2024-07-30

Branch Locations

30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States

Stow, OH • United States

43 Village Way Suite 201, Hudson, OH 44236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Pepper Pike OH 12/2019 Present
Coleman Professional Services Kent OH 06/2016 12/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-30
  • S66 Uniform Combined State Law Examination
    2024-07-30
Other Names
  • Andrea Looney Jeffers
  • Andrea Rhea Looney
  • Andrea Looney Moore
  • Andrea Looney Looney Looney

View on SEC IAPD

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Nearby Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH

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