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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-31
  • NY RA
    APPROVED
    Since 2023-07-31

Branch Locations

Buffalo, NY • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Amherst NY 12/2019 11/2020
Principal Securities Inc Amherst NY 12/2019 11/2020
University Of Buffalo Buffalo NY 02/2008 12/2019
Pruco Securities, Llc. Amherst NY 11/2021 02/2023
N/A Caneadea NY 11/2020 11/2021
Prudential Insurance Company Of America Amherst NY 02/2020 02/2023
Empower Financial Services, Inc Greenwood Village CO 03/2023 Present
  • 12/2019 → 11/2020
    Principal Life Insurance Company
    Amherst, NY
  • 12/2019 → 11/2020
    Principal Securities Inc
    Amherst, NY
  • 02/2008 → 12/2019
    University Of Buffalo
    Buffalo, NY
  • 11/2021 → 02/2023
    Amherst, NY
  • 11/2020 → 11/2021
    N/A
    Caneadea, NY
  • 02/2020 → 02/2023
    Prudential Insurance Company Of America
    Amherst, NY
  • 03/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
Other Businesses

RENTAL PROPERTY POSITION: Landlord NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/10/2019 ADDRESS: 127 Ashland Avenue, Buffalo NY 14222, United States DESCRIPTION: Manage rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-21
  • S66 Uniform Combined State Law Examination
    2021-12-21
Other Names
  • Justin D Trybus

View on SEC IAPD

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