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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Upper Montclair | NJ | 11/2019 | 04/2021 |
| J.P. Morgan Securities Llc | Upper Montclair | NJ | 11/2019 | 04/2021 |
| Vineyard Vines Retail, Llc | Paramus | NJ | 10/2016 | 03/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bergenfield | NJ | 11/2021 | 05/2022 |
| Bank Of America N.A. | Bergenfield | NJ | 11/2021 | 05/2022 |
| Unemployed | East Hanover | NJ | 04/2021 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 09/2022 | 05/2023 |
| Unemployed | East Hanover | NJ | 05/2022 | 09/2022 |
| Montclair State University | Montclair | NJ | 09/2017 | 08/2019 |
| Jh Darbie & Co. | New York | NY | 05/2016 | 09/2016 |
| Wishlist By Ashley Marion Llc | Wyckoff | NJ | 12/2016 | 11/2019 |
| Montclair State University | Montclair | NJ | 09/2013 | 05/2017 |
| Charles Schwab & Co, Inc | Millburn | NJ | 06/2023 | Present |
| Charles Schwab Bank, Ssb | Millburn | NJ | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-31 |
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