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Patrick Clark

Cetera Investment Advisers LLC

Baltimore, MD

Glen Allen, VA

CRD 7206814

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-02-04
TX RA APPROVED_RES 2022-06-02
VA RA APPROVED 2020-05-05
  • MD RA
    APPROVED
    Since 2026-02-04
  • TX RA
    APPROVED_RES
    Since 2022-06-02
  • VA RA
    APPROVED
    Since 2020-05-05

Branch Locations

Baltimore, MD • United States

140 Eastshore Dr Suite 105, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Glen Allen VA 01/2020 Present
Full Time Student Farmville VA 08/2019 12/2019
Longwood University Farmville VA 05/2019 08/2019
Unemployed Farmville VA 08/2018 05/2019
Clementine Cafe Harrisonburg VA 05/2018 08/2018
Unemployed Farmville VA 08/2017 05/2018
Clementine Cafe Harrisonburg VA 05/2017 08/2017
Unemployed Farmville VA 08/2016 05/2017
Cetera Investment Advisers Llc Glen Allen VA 05/2020 Present
  • 01/2020 → Present
    Cetera Investment Services Llc
    Glen Allen, VA
  • 08/2019 → 12/2019
    Full Time Student
    Farmville, VA
  • 05/2019 → 08/2019
    Longwood University
    Farmville, VA
  • 08/2018 → 05/2019
    Unemployed
    Farmville, VA
  • 05/2018 → 08/2018
    Clementine Cafe
    Harrisonburg, VA
  • 08/2017 → 05/2018
    Unemployed
    Farmville, VA
  • 05/2017 → 08/2017
    Clementine Cafe
    Harrisonburg, VA
  • 08/2016 → 05/2017
    Unemployed
    Farmville, VA
  • 05/2020 → Present
    Cetera Investment Advisers Llc
    Glen Allen, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-04
  • S66 Uniform Combined State Law Examination
    2020-05-04

View on SEC IAPD

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