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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chuck Berry Insurance Agency | Lexington | KY | 08/2018 | 12/2018 |
| Texas Roadhouse | Richmond | KY | 09/2018 | 10/2018 |
| Cracker Barrel | Richmond | KY | 05/2017 | 05/2020 |
| Eastern Kentucky University | Richmond | KY | 08/2016 | 05/2017 |
| Eastern Kentucky University | Richmond | KY | 08/2015 | 12/2019 |
| Hibbett Sports | London | KY | 06/2015 | 01/2017 |
| Thrvient Investment Management Inc | Lexington | KY | 01/2020 | 02/2022 |
| Thrivent Financial | Appleton | WI | 05/2020 | 07/2020 |
| Thrivent Financial | Appleton | WI | 07/2020 | 02/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 02/2022 | 08/2026 |
| Cetera Investment Advisers Ll | Lexington | KY | 02/2022 | 08/2026 |
| Cetera Advisors Llc | St Cloud | MN | 08/2026 | Present |
| Globe Wealth Management | Concord | NH | 08/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2026 | Present |
1.NAME OF OTHER BUSINESS: GLOBE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: DIRECTOR OF CLIENT RELATIONS APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SUPPORTING FIRM OPERATIONS AND INITIATIVES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-01 |
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