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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-08-26
  • KY RA
    APPROVED
    Since 2026-08-26

Branch Locations

Winchester, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chuck Berry Insurance Agency Lexington KY 08/2018 12/2018
Texas Roadhouse Richmond KY 09/2018 10/2018
Cracker Barrel Richmond KY 05/2017 05/2020
Eastern Kentucky University Richmond KY 08/2016 05/2017
Eastern Kentucky University Richmond KY 08/2015 12/2019
Hibbett Sports London KY 06/2015 01/2017
Thrvient Investment Management Inc Lexington KY 01/2020 02/2022
Thrivent Financial Appleton WI 05/2020 07/2020
Thrivent Financial Appleton WI 07/2020 02/2022
Cetera Investment Services Llc St Cloud MN 02/2022 08/2026
Cetera Investment Advisers Ll Lexington KY 02/2022 08/2026
Cetera Advisors Llc St Cloud MN 08/2026 Present
Globe Wealth Management Concord NH 08/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2026 Present
  • 08/2018 → 12/2018
    Chuck Berry Insurance Agency
    Lexington, KY
  • 09/2018 → 10/2018
    Texas Roadhouse
    Richmond, KY
  • 05/2017 → 05/2020
    Cracker Barrel
    Richmond, KY
  • 08/2016 → 05/2017
    Eastern Kentucky University
    Richmond, KY
  • 08/2015 → 12/2019
    Eastern Kentucky University
    Richmond, KY
  • 06/2015 → 01/2017
    Hibbett Sports
    London, KY
  • 01/2020 → 02/2022
    Thrvient Investment Management Inc
    Lexington, KY
  • 05/2020 → 07/2020
    Thrivent Financial
    Appleton, WI
  • 07/2020 → 02/2022
    Thrivent Financial
    Appleton, WI
  • 02/2022 → 08/2026
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2022 → 08/2026
    Cetera Investment Advisers Ll
    Lexington, KY
  • 08/2026 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 08/2026 → Present
    Globe Wealth Management
    Concord, NH
  • 08/2026 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1.NAME OF OTHER BUSINESS: GLOBE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: DIRECTOR OF CLIENT RELATIONS APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SUPPORTING FIRM OPERATIONS AND INITIATIVES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-01
  • S66 Uniform Combined State Law Examination
    2020-05-01

View on SEC IAPD

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