Ethan Louis-Gerald Etheridge

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 01/2022
  Pruco Securities Llc
  Los Angeles, CA
• 03/2020 → 12/2020
  Unemployed
  Providence, RI
• 12/2019 → 03/2020
  Penn Mutual
  Waltham, MA
• 05/2019 → 12/2019
  Clearent
  Providence, RI
• 08/2018 → 05/2019
  Enterprise-Rent-A-Car
  Warwick, RI
• 02/2012 → 09/2018
  Ymca
  Providence, RI
• 07/2021 → 01/2022
  The Prudential Insurance Company Of America
  Los Angeles, CA
• 12/2023 → 06/2024
  Pruco Securities Llc
  Los Angeles, CA
• 01/2022 → 10/2024
  Glendale High School
  Glendale, CA
• 10/2024 → Present
  Rbc Capital Markets, Llc
  San Francisco, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-10-05
• S63 Uniform Securities Agent State Law Examination
  2021-06-14

Other Names

• Ethan Etheridge