Jeffrey Taylor Smith

Current Employers

Opes Wealth Management, Llc

535 Middlefield Road Suite 160, Menlo Park, CA 94025 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-04-26

CA RA
APPROVED

Since 2019-04-26

Branch Locations

535 Middlefield Road Suite 160, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa Bank	Larkspur	CA	08/2018	03/2019
Wells Fargo Bank	Larkspur	CA	04/2019	02/2021
Crosscountry Mortgage Llc	Larkspur	CA	02/2021	Present
Opes Advisors, Inc.	Palo Alto	CA	03/2005	08/2018

08/2018 → 03/2019

Tiaa Bank

Larkspur, CA
04/2019 → 02/2021

Wells Fargo Bank

Larkspur, CA
02/2021 → Present

Crosscountry Mortgage Llc

Larkspur, CA
03/2005 → 08/2018

Opes Advisors, Inc.

Palo Alto, CA

Previous Registrations

2005-06-27 → 2017-06-08

Opes Advisors, Inc.

Larkspur, CA

Other Businesses

Crosscountry Mortgage LLC 1177 Magnolia Avenue, Larkspur, CA 94939 Not Investment Related Mortgage Origination Sr. Mortgage Advisor 2/1/2021 40 hours/week devoted to the other business 7 hours/trading day Originating mortgages

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-06-24

S65 Uniform Investment Adviser Law Examination

2005-06-24

View on SEC IAPD

Current Employers

Opes Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews