Kin Hung Chan

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Mateo, CA
• 03/2016 → 10/2018
  University Of California Santa Cruz
  Santa Cruz, CA
• 07/2019 → 10/2019
  Typhoon Club Magazine
  Santa Cruz, CA
• 09/2015 → 06/2019
  University Of California Santa Cruz
  Santa Cruz, CA
• 11/2019 → 04/2022
  Bank Of America, N.A.
  San Mateo, CA
• 04/2022 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA
• 04/2022 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA

Previous Registrations

• 2020-12-04 → 2022-04-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Mateo, CA
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2020-12-03

Other Names

• Kin H Chan
• Kin H Chan
• Kin Hung Chan