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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-12-17
  • WI RA
    APPROVED
    Since 2025-12-17

Branch Locations

Bryn Mawr, PA • United States

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Advisory Services, Llc King Of Prussia PA 10/2020 06/2022
Cornertstone Advisors, Ltd. Allentown PA 09/2019 02/2020
The Glenmede Trust Company, N.A. Philadelphia PA 10/2018 09/2019
The Penn Mutual Life Insurance Company Horsham PA 11/1995 11/2017
Unemployed Bryn Mawr PA 11/2017 10/2018
Unemployed Bryn Mawr PA 02/2020 10/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2022 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 12/2022 Present
Girard Partners Ltd King Of Prussia PA 10/2020 06/2022
  • 10/2020 → 06/2022
    King Of Prussia, PA
  • 09/2019 → 02/2020
    Cornertstone Advisors, Ltd.
    Allentown, PA
  • 10/2018 → 09/2019
    The Glenmede Trust Company, N.A.
    Philadelphia, PA
  • 11/1995 → 11/2017
    The Penn Mutual Life Insurance Company
    Horsham, PA
  • 11/2017 → 10/2018
    Unemployed
    Bryn Mawr, PA
  • 02/2020 → 10/2020
    Unemployed
    Bryn Mawr, PA
  • 08/2022 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2022 → Present
    Milwaukee, WI
  • 10/2020 → 06/2022
    Girard Partners Ltd
    King Of Prussia, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-03
  • S65 Uniform Investment Adviser Law Examination
    2021-03-03

View on SEC IAPD

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