Leslie Shockley Ballantine

Employer firm

Shepherd Financial Investment Advisory LLC CRD 288623

$6.18B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 05/2021
  Stegner Investment Associates, Inc.
  Louisville, KY
• 08/2015 → 05/2017
  Murray State University
  Murray, KY
• 05/2021 → 08/2021
  At Home Mother
  Louisville, KY
• 08/2021 → 04/2023
  Argi Investment Services, Llc
  Louisville, KY
• 04/2023 → 06/2025
  Cerity Partners
  Louisville, KY
• 08/2021 → 05/2025
  Cerity Partners
  Louisville, KY
• 06/2025 → Present
  Shepherd Financial Investment Advisory Llc
  Louisville, KY

Previous Registrations

• 2023-04-30 → 2025-06-02
  Cerity Partners Llc
  New York, NY
  Louisville, KY
• 2023-04-25 → 2025-06-02
  Cerity Partners Retirement Plan Consultants
  New York, NY
  Louisville, KY
• 2021-08-09 → 2023-04-24
  Cerity Partners Ocio Llc
  New York, NY
• 2020-01-07 → 2021-05-07
  Stegner Investment Associates Inc
  Louisville, KY

Other Businesses

Friends of the Zoo Board, Non Inv Related, Volunteer for Zoo events, 1-5 hours per month Ballantine Baby, Owner creating hand-made children's toys, 1-5 hours per month

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-13

Other Names

• Shockley Renee Leslie
• Leslie Shockley Ballantine
• Leslie Renee Shockley
• Leslie R Shockley